Our Affiliates

This page is a simple explanation of ourselves and our affiliates.  Each company plays a specific role with servicing our clients.  If there are any furthur questions, please don't hesitate to contact us.


 

 

 

  • Investment/ Tax Firm
  • Tax Preparation
  • Insurance Products

 

 

  • Broker/Dealer
  • Member FINRA/SIPC
  • Holds brokerage accounts
  • Our back office
  • Issues trade confirmations

 

 

 

  • Clearing House
  • Sends communications from investment source
  • Cuts checks/dividends/interest
  • Trading Platform

 

 

 

 

  • Registered Investment Advisor